Record of Advice (ROA) template

To support FPA members to respond to requests for advice around early access to super, a Record of Advice (ROA) template is available for use.

Digital ROA template now available

Financial Mappers, Midwinter and YTML have made the Record of Advice template available within their advice generation systems including digital delivery and interactive and voice-over elements.

The ROA template is also available for you to download and customise by inserting your own practice branding, making formatting changes and tailoring the template to your individual client’s financial position and goals.

The template is built from ASIC’s RG 90 SOA template and tailored to be an ROA for the purposes of supporting clients (new and existing) in making decisions about accessing their super under the COVID-19 stimulus package.

FPA’s Ben Marshan CFP®, Head of Policy & Standards explains more about the new ROA template in this short video.

The template can be used for a single client or a couple and can be used to support immediate withdrawals or those during the second window (or both) or to recommend that no withdrawal is made.

The ROA template has been prepared for use by FPA members in accordance with ASIC Corporations (COVID-19—Advice-related Relief) Instrument 2020/355

If you have any questions, please join the discussion on FPA Community.