Determinations & Sanctions

A list of terminated members.

Under the FPA Constitution, members may be automatically terminated upon entering administration or personal bankruptcy, being banned by ASIC, being dismissed or having their authorisation revoked by their authorising AFSL because of a breach of the law, failing to comply with a disciplinary sanction, and for other reasons.

Member details FPA member ID Member category Effective date FPA Constitution reason
Frazer Muscat 348634 AFP 08.07.2019 Banning order under Corporations Act
Tai Thanh Nguyen 025424 CFP 01.03.2019 Banning order under Corporations Act
Ian Haisman 347152 AFP 01.03.2019 Ceases to satisfy eligibility criteria
James Harman 009650 AFP 01.03.2019 Ceases to satisfy eligibility criteria
Maria Cheer 350947 AFP 01.03.2019 Ceases to satisfy eligibility criteria
Rudolph Hopfner 356820 Allied Professional 18.02.2019 Ceases to satisfy eligibility criteria
Harry Matsoukas 37872 CFP 03.09.2018 Authorisation revoked by AFSL – Breach of law
Brett Gordon 13268 CFP 04.09.2018 Fit and proper person
Pheaktra (Patrick) Sem 356583 AFP 04.09.2018 Authorisation revoked by AFSL – Breach of law
Leanne McDonald 30567 CFP 04.09.2018 Authorisation revoked by AFSL – Breach of law
Neil Evans 15177 CFP 10.07.2018 Fit and proper person
Wayne Lear 299 CFP 21.05.2018 Authorisation revoked by AFSL – Breach of law
Ezzat-Daniel Nesseim 324310 CFP 17.05.2018 Banning order under Corporations Act
Christopher Ramsey 023978 Associate 26.02.2018 Banning order under Corporations Act
Mark Roberts 343310 AFP 16.01.2018 Eligibility for membership ceased – ASIC enforceable undertaking not to provide financial services for 2 years
Robert Pryor Smith 309 CFP 12.01.2018 Banning order under Corporations Act
Michael Davie 328075 CFP 16.10.2017 Authorisation revoked by AFSL – Breach of law
Jason Atkins 38481 AFP 19.07.2017 Banning order under Corporations Act
Adrian Chenh 352387 AFP 04.04.2017 Banning order under Corporations Act
Dahlia Thai 348215 CFP 06.01.2017 Knowingly fail to disclose information on application
 Andrew Tambyrajah 335917 CFP 08.12.2016 Banning order under Corporations Act
James Gibbs 12975 CFP 10.11.2016 Failed to show cause why membership should not be terminated
Sarah Gardner 020924 CFP 17.08.2016 Banning order under Corporations Act
Dean Jeffrey Williams 336309 CFP 15.06.2016 Knowingly fail to disclose information on application
Raghwa Prasad 334810 CFP 19.08.2015 Banning order under Corporations Act
Shane Thompson 26732 CFP 17.02.2015 Failure to pay penalty imposed by CRC
Michael Irwin 13235 CFP 18.09.2014 Banning order under Corporations Act
Paul Foster 20533 CFP 21.06.2014 Failure to pay penalty imposed by CRC
Grant P Thompson 32066 AFP 12.06.2014 Banning order under Corporations Act
Alfie Chong 13742 CFP 09.06.2014 Authorisation revoked by AFSL – Breach of law
Alex Khoo 6459 CFP 22.10.2012 Banning order under Corporations Act
Lynette Hughes 35459 AFP 25.08.2012 Failure to pay penalty imposed by CRC
Janeece Giraldo 10845 AFP 16.08.2012 Banning order under Corporations Act
Steven Burge 10938 CFP 31.07.2012 Member insolvent under administration
Joe Chan 336853 AFP 01.06.2012 Banning order under Corporations Act
Alan Kenyon 592 AFP 29.05.2012 Member insolvent under administration
Stuart Jamieson 29884 CFP 17.05.2012 Authorisation revoked by AFSL – Breach of law
Simon Turudia 35680 CFP 13.01.2012 Authorisation revoked by AFSL – Breach of law
Mervyn Ross Tarrant 13872 CFP 29.11.2011 Banning order under Corporations Act
Dennis Cummins 13554 AFP 19.11.11 Member insolvent under administration
Peter Seagrim 4575 CFP 04.07.2011 Banning order under Corporations Act
Anne-Marie Seagrim 11639 CFP 30.06.2011 Banning order under Corporations Act
Robert Wintour 24694 AFP 27.05.2011 Member insolvent under administration
Shaun Fitzgerald 23158 CFP 18.03.2011 Failed to show cause why membership should not be terminated
Don Nguyen 30494 CFP 08.03.2011 Banning order under Corporations Act
Trevor Carll 12779 CFP 21.02.2011 Banning order under Corporations Act
ACN 003 636 968 Pty Ltd (Formerly Total Financial Solutions Pty Ltd) 34440 Principal Member 03.12.2010 Ceased to hold AFSL
Prosperity Advisers Pty Ltd 332449 Principal Member 06.10.2010 Externally administered body corporate
Warwick Ryan 25727 CFP 17.09.2010 Member insolvent under administration
Tarrants Financial Consultants Pty Ltd 33793 Principal Member 09.08.2010 Externally administered body corporate
Simon Langton 35109 AFP 23.06.2010 Authorisation revoked by AFSL – Breach of law
Rollo Sherriff 15352 CFP 30.03.2010 Member insolvent under administration
Blinded Blinded Principal Member 17.07.2009 Externally administered body corporate
Maurice Terreiro 11866 CFP 29.06.2009 Member insolvent under administration