The Regulators – understanding your responsibilities

 

This masterclass stream gives you the chance to ask your questions and hear exclusively from the Regulators about financial planning matters, followed by a panel discussion.

4 x 90 minute masterclasses

Earn up to 6 CPD hours

 

 

Interview with ASIC Commissioner Danielle Press and member round table discussion

6 July 2020
2:30pm – 4:00pm AEST

with Danielle Press, ASIC Commissioner

A better understanding of ASIC’s role and purpose and how ASIC fits into the ecosystem of regulators. All these sessions include an Interview with the Regulator followed by a Member Roundtable discussion to translate what we have heard into practice. Head to FPA Community to post a question that you’d like asked during this masterclass.

 

 


Interview with tpb ceo michael o’neilL and member round table discussion

13 July 2020
10:30am – 12:00pm AEST

with Michael O’Neill, TPB CEO

Exploring the role of the TPB – has it helped or impeded financial advice? Understand the relationship with TPB and FPA and what the new world will be like, with a single disciplinary body. Head to FPA Community to post a question that you’d like asked during this masterclass.

 

 


Interview with FASEA CEO Stephen Glenfield and member round table discussion

20 July 2020
11:00am – 12:30pm AEST

with Stephen Glenfield, CEO, FASEA

Imagine a world where the standards body recognised the highest standards in a profession and worked with the stakeholders…..that took them on the journey to continual improvement. A discussion around what FASEA could have done better. All these sessions include an Interview with the Regulator followed by a Member Roundtable discussion to translate what we have heard into practice. Head to FPA Community to post a question that you’d like asked during this masterclass.

 

 


 

Interview with AFCA CEO and Chief Ombudsman David Locke and member round table discussion

27 July 2020
2:00pm – 3:30pm AEST

with David Locke, CEO, AFCA

 

AFCA only awards consumers – true or false? Hear more about how advice and advice processes can be improved to minimise consumer complaints. All these sessions include an Interview with the Regulator followed by a Member Roundtable discussion to translate what we have heard into practice. Head to FPA Community to post a question that you’d like asked during this masterclass.

 


 

For any questions or help registering, please contact [email protected] or call 1300 337 301.