The Financial Planning Association of Australia The Financial Planning Association of Australia

Western Australia Chapter Sundowner Member Seminar

Wednesday 17 February, 3:00pm – 6:00pm

The FPA Western Australia Chapter Committee invites you to a session which focuses on adviser pitfalls and traps.

At this event you will hear from the Financial Ombudsman Service, Tax Practitioners Board as well as the FPA executive, who will each provide you with tips on how to further bullet proof your business!

Speakers and presentation overview 

Ian Taylor, Chair of the Tax Practitioners Board

Topic:Your registration with the Tax Practitioners Board

During Ian’s presentation he will beproviding you with information about your obligations as registered tax (financial) adviser.

During this presentation You will learn about how to prepare and renew your registration, and in particular:

– Ongoing obligations
– Qualifications and experience requirements
– Sufficient number for partnerships and companies

Dr June Smith, Lead Ombudsman, Investments & Advice at the Financial Ombudsman Service (FOS) Australia

Topic:How to bullet proof your business – How disputes can be central to business progress

Dr June Smith will offer insight into the types of disputes that reach FOS and equip you with the knowledge and strategies to enhance your internal processes.

A look into the below key areas will assist to build resilience, reduce risk and engage in effective professional relationships:
– Knowing your client
– Risk profiling
– Knowing your product and strategy
– Best interest duty
– Risk disclosure
– Client data and documentation

Dante De Gori, FPA General Manager of Policy and incoming CEO of FPA

Topic:FPA policy and regulatory update

During Dante’s presentation you will hear about:
– FPA General policy and regulation update
– FPA’s Canberra interactions
– Professional conduct that advisers should display

Seats are limited, so please book early to avoid disappointment. 

We look forward to seeing you at this event!

Cost: FPA Members: $55; Non-members: $99; Table of 8: $440
RSVP: By, 8 February 2016

IMPORTANT: To register click on the
“Register Myself” button, select registration type (if applicable)
and then click on “Proceed to Checkout” to ensure you have registered
for this event.

Chapter: WA-Western Australia
Venue: Royal Perth Golf Club, Labouchere Road
Address: South Perth WA

WA Chapter Sundowner Member Seminar: Member = $55.00, Non-Member = $99.00
WA Chapter Sundowner Member Seminar Table of 8: Member = $440.00, Non-Member = $440.00

Contact: [email protected]