The Financial Planning Association of Australia The Financial Planning Association of Australia

FPA Sydney Chapter Panel Discussion


Thursday 14th March, 7:30am – 9:00am
**This event has now reached maximum capacity. If you would like to be placed on our waitlist please email your full name and contact phone number to [email protected] If a space becomes available we will contact you to confirm- Thank you**

The FPA Sydney Chapter Committee invites you to a FPA Member Panel Discussion on Thursday 14th March, to hear from our panellists

  • The Regulator, Violet Wong from ASIC,
  • The Licensee, Claire Mackay from Quantum Financial
  • The Association, Dante De Gori, CEO of the FPA.

In 2015, ASIC began a project to review the extent of failure to deliver ongoing advice services to financial advice clients to who were charged fees for those services (fees for no services).

The Panel discussion will cover:

  • How can the adviser ensure they deliver what the client is paying for?
  • Is an ‘offer’ of an annual review sufficient to meet obligations?
  • What evidence does an adviser need to demonstrate that an annual review was provided?
  • When a service is NOT an Annual Review
  • What changes are required to Ongoing Service Agreements?

Event Details
Date: Thursday 14th March 2019
Registration: 7:00am
Event Time: 7:30am – 9:00am
RSVP: Thursday 7th March 2019
Cost: Members $35  |  Non-Members $40
         CPD will be awarded for attending this event


Chapter: NSW-Sydney
Venue: Primus Hotel Sydney
Cost:

Member = $35.00, Non-Member = $40.00

Contact: [email protected]

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